Gregory Sichenzia

Partner

Introduction

Gregory Sichenzia, a founding member of Sichenzia Ross Ference Kesner LLP in May 1998, counsels public and private companies in all securities laws matters, from complex financing transactions and listings on various stock exchanges through everyday regulatory requirements. He has also been responsible for structuring innovative merger and acquisition transactions. Throughout his career he has represented many companies and investment banks in initial public offerings of securities, and has represented numerous public companies in private equity financing transactions (“PIPEs”) and the resulting resale registration statements associated with these financings.

Experience

Mr. Sichenzia is a nationally recognized corporate finance and securities practitioner and has worked closely with the Securities and Exchange Commission staff in establishing guidelines for various corporate finance transactions. Additionally, Mr. Sichenzia actively represents FINRA member Broker-Dealers in various matters with regulatory agencies.

Mr. Sichenzia started his career at a large national law firm representing Fortune 500 companies and shifted his focus to smaller public companies in the early 1990’s. Immediately prior to forming the firm, Mr. Sichenzia was the managing partner of the Corporate and Securities Department at Singer, Frumento Sichenzia LLP.

gregory sichenzia - Securities Law Firm | Sichenzia Ross Friedman Ference LLP

Education

Mr. Sichenzia graduated from American University with a B.A. degree in 1984 and the Benjamin N. Cardozo School of Law in 1987, where he was a Notes and Comments Editor of the Cardozo Arts & Entertainment Law Journal.

Bar Admissions

Mr. Sichenzia was admitted to the New York State Bar in 1988 and the U.S. District Court for the Southern and Eastern Districts of New York in 1992.

Practice Areas

Corporate law group

Mergers & Acquisitions

Legal Services for Entrepreneurs

Hedge Fund Formation

Capital Markets

Broker dealer regulation

Securities law group

Restricted Stock & Beneficial Ownership Filings

Registration Statements

Exchange Act Reporting & Compliance Matters

APOs & Reverse Mergers

Asia practice group

Israel practice group

Contact Address

Office: New York

Phone: (212)-930-9700

Direct: (212)-398-1207

Fax: (212)-930-9725

Email: gsichenzia@srfkllp.com

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